Federalism, Government Growth, and State Policy Capacity
POSC 315 - Introduction to Public Policy
Week 2, Lecture 2
David P. Adams, Ph.D.
Learning Objectives
By the end of this lecture, you will be able to:
- Explain the evolution of federalism in the United States
- Analyze the factors contributing to government growth
- Evaluate state policy capacity and its implications
- Apply federalism concepts to current policy issues
Federalism: Evolution of Federal-State Relations πΊπΈ
The Constitutional Order - Federalism
- Definition: Distribution of power and authority on a geographical basis
- Purpose: A system of checks and balances to prevent tyranny
Eras of Federalism in the United States
-
Dual Federalism
1789β1933
Clear division between federal and state powers
-
Cooperative Federalism
1933β1964
Collaboration between levels of government
-
Creative Federalism
1964β1980
Expansion of federal grants and programs
-
New Federalism
1980β2012
Shift towards state control and block grants
-
Fragmented Federalism
2012βPresent
Increased polarization and state-federal conflicts
Dual Federalism (1789β1933)
- "Layer Cake Federalism" π°
- Federal role limited to "enumerated" powers
Cooperative Federalism (1933β1964)
- "Marble Cake Federalism" π°
- Federal and state governments collaborate
Creative Federalism (1964β1980)
- "Picket Fence Federalism" π‘
- Federal government interacts directly with local governments
New Federalism (1980β2012)
- "Pineapple Upside Down Cake Federalism" π
- Increased discretion for state and local governments
Fragmented Federalism (2012βPresent)
- Federal government pursues state-specific policies
- Increased state autonomy
- Increased collaboration and collaborative governance
Case Study: COVID-19 and Fragmented Federalism
- Initial response lacked unified approach
- Inconsistent messaging and testing issues
- Varied state approaches to containment
Vaccine Development vs. Distribution
- Operation Warp Speed (federal)
- State-level distribution responsibilities
- County-level operational tasks
Key Takeaways: Impact of Fragmented Federalism
- Inconsistent policies across states
- Uneven resource distribution
- Varied public health outcomes
Shifting Gears: Government Growth
Having explored federalism, we'll now examine how these complex intergovernmental relationships have contributed to the growth of government over time.
Growth of Government π
Key Points
- Government today is larger and more impactful
- Increase in departments, agencies, and employees
- Shift from a free-market to a regulated economy
- Citizen demands for government action continue to rise
Historical Context π°οΈ
- Growth since the nation's founding, driven by:
- Industrialization
- Social welfare needs
- Global responsibilities
- Major expansions: New Deal, Great Society, Post-9/11 security state
Federal and State Employees Over the Past 50 Years
An analysis of the workforce size in federal and state governments over the last five decades.
Key Statistics:
Year |
Federal Employees |
State Employees |
1970 |
2,879,000 |
4,283,000 |
1980 |
3,177,000 |
5,672,000 |
1990 |
3,266,000 |
6,845,000 |
2000 |
3,414,000 |
7,692,000 |
2010 |
2,841,000 |
8,232,000 |
2020 |
2,756,000 |
8,443,000 |
Modern Examples of Government Growth
- Cybersecurity: Creation of the Cybersecurity and Infrastructure Security Agency (CISA) in 2018
- Space Exploration: Establishment of the U.S. Space Force in 2019
- Pandemic Response: Expansion of CDC's role and creation of new task forces during COVID-19
- Climate Change: New offices and initiatives across multiple agencies to address environmental concerns
Government Growth and Policy Capacity
From Growth to Capacity
From Growth to Capacity
As we've seen government grow, it's crucial to consider how this growth affects the government's ability to make and implement policy effectively.
Government Institutions and Policy Capacity ποΈ
Policy Capacity
- Definition: The government's ability to identify, assess, and respond to public problems
- Influenced by institutional structure, resources, and expertise
Structure and Challenges
- Checks and balances
- Fragmentation of power
- Vertical and horizontal separation of powers
- Stalemate during divided government
- Increased polarization and difficulty in finding common ground
- Information asymmetry between branches and levels of government
State Variation in Policy Capacity π΄
Decentralization
- Varies by state due to:
- Size and population
- Economic resources
- Political culture
Implications
- Effectiveness: ability to achieve policy goals
- Efficiency: optimal use of resources
- Equity: fair distribution of benefits and burdens
Challenges
- States' policy performance varies, influenced by:
- Financial resources
- Technical expertise
- Local political pressures
- Interest group influence
Summary and Q&A π€
- Recap key points
- Questions?